mscroggs.co.uk
mscroggs.co.uk

subscribe

Blog

 2021-05-22 
This is a guest post written by Alexander Bolton (Twitter: @AlexDBolton).
In this post I'd like to talk about the catchily named Stirling numbers of the second kind, which I first encountered in this Maths Stack Exchange post. I'll start with some motivation for Stirling numbers of the second kind, show how they can be recursively calculated, and then show some interesting features of these numbers.
Suppose a fair die has \(f\) distinct faces, and suppose you roll it \(n\) times. What's the probability that you roll exactly \(k\) distinct faces? Since the die is fair, each sequence of rolls is equally likely, so the probability is given by
$$ \frac{\text{number of ways to roll the die \(n\) times and observe \(k\) distinct faces}}{\text{number of sequences of \(n\) rolls}}. $$
The number of possible sequences of \(n\) rolls is just \(f^{n}\). And since, if we see exactly \(k\) distinct faces, the \(k\) distinct faces are equally likely to be any of the subsets of size \(k\) out of \(f\). So we have:
$$ \begin{array}{lr} \text{ways to observe \(k\) distinct faces in \(n\) rolls}\hspace{-7cm}&\\[-7mm]&= (\text{ways to observe \(\{1, 2, \dots, k\}\) in \(n\) rolls}) \times \displaystyle\binom{f}{k}. \end{array} $$
Let's think about breaking down the \(n\) rolls into \(k\) subsets based on which rolls matched each face. For example, if \(k = 3\) and the sequence of rolls was \(\{1, 2, 1, 2, 3, 1\}\), then the three subsets would be \(\{1, 3, 6\}, \{2, 4\}\), and \(\{5\}\), where the first subset is \(\{1, 3, 6\}\) because rolls 1, 3, and 6 were face 1. Since each of the \(k\) faces was observed, each subset must be non-empty. Any permutation of these subsets still creates a valid sequence of observations, eg if we swapped the first two subsets then the subsets would correspond to the sequence of rolls \(\{2, 1, 2, 1, 3, 2\}\). And since there are \(k!\) to permute the subsets, we have that the probability is
$$ (\text{ways to partition \(n\) items into \(k\) non-empty subsets}) \times \binom{f}{k} \times k! \times f^{-n}. $$
The number of ways to partition \(n\) items into \(k\) non-empty subsets is a Stirling number of the second kind, denoted \(\left\{n\atop k\right\}\).
In the same way that the factorial function is technically defined recursively, $$ x! = \begin{cases} 1 & \text{if } x = 0,\\ (x - 1)! \thinspace x & \text{if } x > 0, \end{cases} $$ we can define the Stirling number of the second kind recursively. If \(n = 0\) and \(k = 0\), then the probability of seeing \(k\) distinct numbers in \(n\) rolls is 1, so we set \(\left\{0\atop 0\right\} = 1\). If \(n \geq 1\) then we are guaranteed to see at least \(1\) distinct face, so \(\left\{n\atop 0\right\} = 0\). If \(n = 0\) and \(k\geq1\), then seeing \(k\) faces is impossible, so \(\left\{0\atop k\right\} = 0\). And if \(k > n\) then seeing \(k\) distinct faces in \(n\) rolls is impossible, so \(\left\{n\atop k\right\} = 0\). These give us the base cases for a recursion. The recursive formula for \(n, k \geq 1\) is given by
$$ \left\{n\atop k\right\} = \left\{n - 1\atop k-1\right\} + k \left\{n - 1\atop k\right\}. $$
To see why, consider splitting \(n\) items into \(k\) non-empty subsets, and suppose that \(n - 1\) of the items have already been added to subsets. We will consider two cases. In one case, the \(n - 1\) items have only been assigned to \(k - 1\) subsets (making each of these \(k-1\) subsets non-empty) and we are forced to use the \(n\)th item to make the \(k\)th subset non-empty. There are \(\left\{n-1\atop k-1\right\}\) ways that \(n-1\) items can be assigned to make \(k-1\) non-empty subsets, hence the first term in the sum. In the second case, the \(n-1\) items have already been assigned to all \(k\) subsets (making each of the \(k\) subsets non-empty), and we are free to choose which of the \(k\) subsets to put the \(n\)th item in. There are \(\left\{n-1\atop k\right\}\) ways that \(n-1\) items can be assigned to make \(k\) non-empty subsets, and \(k\) choices for the \(n\)th item, hence the second term in the sum.
The plot shows a "Pascal's triangle" for the Stirling numbers of the second kind, which I call "Stirling's second triangle". The top square is \(\left\{0\atop 0\right\}\), the next row contains \(\left\{1\atop 0\right\}, \left\{1\atop 1\right\}\), and so on.
The top ten rows of "Stirling's second triangle"
You can see how the generating rule differs from the one for \(\binom nk\). Instead of $$ \binom{n}{k} = \binom{n - 1}{k - 1} + \binom{n - 1}{k} $$ we have our recursive formula. Let's do the 5th row (corresponding to \(n = 4\)) as an example. We know from the base cases that \(\left\{4\atop 0\right\} = 0\). Then \(\left\{4\atop 1\right\} = 0 + 1 \times 1 = 1\), \(\left\{4\atop 2\right\} = 1 + 2 \times 3 = 7\), \(\left\{4\atop 3\right\} = 3 + 3 \times 1 = 6\), and \(\left\{4\atop 4\right\} = 1 + 4 \times 0 = 1\).
The diagonal \(\left\{2\atop 2\right\}\), \(\left\{3\atop 2\right\}\), \(\left\{4\atop 2\right\}\), \(\left\{5\atop 2\right\}\), \(\left\{6\atop 2\right\}\), ...
The diagonals in this triangle have some interesting features. Consider the diagonal \(\left\{2\atop 2\right\}\), \(\left\{3\atop 2\right\}\), \(\left\{4\atop 2\right\}\), \(\left\{5\atop 2\right\}\), \(\left\{6\atop 2\right\}\), ... = 1, 3, 7, 15, 31, ... = \(2^1 - 1\), \(2^2 - 1\), \(2^3 - 1\), \(2^4 - 1\), \(2^5 - 1\), ... The triangular numbers 0, 1, 3, 6, 10, 15, ... also make an appearance. I will leave it as an exercise for the reader to show that
$$ \left\{n\atop 2\right\} = 2^{n-1} - 1,$$$$\text{ and } \left\{n\atop n-1\right\} = \binom{n}{2}. $$
Finally, an interesting feature occurs if you shade in the "Stirling's second triangle" according to the parity of the entry. Let the odd numbers be shaded grey and the white numbers be shaded white. At first it is difficult to discern a pattern, but it a fractal pattern related to the Sierpiński triangle emerges.
The top five rows of "Stirling's second triangle" coloured by parity.
The top twenty rows of "Stirling's second triangle" coloured by parity.
The top thirty rows of "Stirling's second triangle" coloured by parity.
The top sixty-six rows of "Stirling's second triangle" coloured by parity.
                        
(Click on one of these icons to react to this blog post)

You might also enjoy...

Comments

Comments in green were written by me. Comments in blue were not written by me.
 Add a Comment 


I will only use your email address to reply to your comment (if a reply is needed).

Allowed HTML tags: <br> <a> <small> <b> <i> <s> <sup> <sub> <u> <spoiler> <ul> <ol> <li> <logo>
To prove you are not a spam bot, please type "linear" in the box below (case sensitive):

Archive

Show me a random blog post
 2024 

Feb 2024

Zines, pt. 2

Jan 2024

Christmas (2023) is over
 2023 
▼ show ▼
 2022 
▼ show ▼
 2021 
▼ show ▼
 2020 
▼ show ▼
 2019 
▼ show ▼
 2018 
▼ show ▼
 2017 
▼ show ▼
 2016 
▼ show ▼
 2015 
▼ show ▼
 2014 
▼ show ▼
 2013 
▼ show ▼
 2012 
▼ show ▼

Tags

royal institution rhombicuboctahedron reddit inline code polynomials sound video games bempp inverse matrices latex graph theory matrix of minors quadrilaterals wool determinants php runge's phenomenon mathsjam logs palindromes hannah fry misleading statistics convergence curvature world cup final fantasy exponential growth boundary element methods oeis raspberry pi harriss spiral probability 24 hour maths realhats pi gather town data datasaurus dozen numbers bodmas youtube turtles light bubble bobble a gamut of games databet anscombe's quartet ucl game of life hats electromagnetic field sport pythagoras chebyshev correlation folding paper live stream gaussian elimination royal baby mathsteroids big internet math-off plastic ratio arithmetic radio 4 coins ternary map projections london geometry draughts squares pizza cutting fonts logic weather station interpolation triangles noughts and crosses accuracy the aperiodical errors stirling numbers pac-man sobolev spaces martin gardner preconditioning cambridge manchester science festival football frobel hexapawn newcastle manchester fractals weak imposition countdown machine learning statistics rugby signorini conditions computational complexity guest posts finite element method advent calendar mean asteroids braiding pi approximation day christmas card binary simultaneous equations golden ratio books national lottery fence posts graphs go python craft hyperbolic surfaces standard deviation dinosaurs chess european cup flexagons approximation golden spiral javascript phd games geogebra matrix of cofactors people maths matt parker zines news menace estimation gerry anderson recursion crossnumber cross stitch tennis trigonometry talking maths in public matrix multiplication sorting puzzles captain scarlet dragon curves london underground folding tube maps speed dates propositional calculus platonic solids pascal's triangle nine men's morris game show probability finite group error bars programming matrices data visualisation mathslogicbot christmas chalkdust magazine crochet wave scattering edinburgh tmip numerical analysis logo dataset reuleaux polygons stickers

Archive

Show me a random blog post
▼ show ▼
© Matthew Scroggs 2012–2024